One
of the primary obstacles to the effective vindication and defense of
the rights of Christians is the widespread lack of awareness of the
very existence of the rights themselves. People who are unaware of
their rights are unable to exercise them. The disclosure of the
existence of the rights of Christians in the Church should not be
viewed fearfully as secret[s] to be guarded against the threat of
possible litigiousness, but should be seen positively as the Church’s
desire to be a mirror of justice for the world.
—Rev.
Thomas J. Paprocki1
It
may be a reflection on human nature that such devices should be
necessary to control the abuses of government. But what is
government itself but the greatest of all reflections on human
nature? If men were angels, no government would be necessary. If
angels were to govern men, neither external nor internal controls on
government would be necessary.
—Federalist
51
Although
judicial and administrative decision-makers focus most of their
attention on the written law, they should remember that the
unwritten principles of natural law are equally binding on their
processes. The 1992 Senate confirmation hearings of Justice Clarence
Thomas may have dealt a black eye to natural law theory, but there
is no denying that our legal system has a tradition of acknowledging
natural law principles, albeit by many other names. Most
significantly, American courts read our constitutional guarantee of
"due process of law" to require "fundamental
fairness" in adjudicative procedures. Similarly, "human
rights" is a modern name for some ancient principles of natural
law and no judicial proceeding may licitly deny these rights,
whether the proceeding be civil or canonical.
Because
these natural law rights to fair procedures are most familiar in the
context of our democratic institutions, some may take a discussion
of them in the context of canon law to be a call for a wholesale
incorporation of the civil processes of the Western democracies into
Church proceedings. Such an interpretation would be a serious
mistake. Any comparison between legal systems must keep in mind the
Church’s altogether unique nature:
"The
Church is not a human institution. It was founded not by men but by
Jesus Christ. Christ gave its fundamental constitution, which is not
that of a democracy—in the sense of a society ruled by the people
through delegates whom the people freely choose and can freely
remove from office. The Church is not a democratic society, but is
in fact a ‘hierarchically constituted society’ (Lumen gentium
20), ruled by persons appointed from above."2
That
said, it is equally important to remember that the Lord’s bestowal
of authority does not remove the human defects and weaknesses of
those whom He chooses. For this reason, the canonical system is no
more immune than the civil system from the arbitrary or abusive
exercise of authority. Bishops and other Church authorities may not
be accountable to the faithful, but they are obliged to act in
fairness and good faith. Although this obligation is acknowledged in
canon law, it arises first from the principles of natural law.
Natural
law exists apart from positive law, whether civil or canonical, and
it transcends both time and culture:
"In
the Antigone of Sophocles, composed in 442 B.C., Antigone invokes a
higher law, the law of nature and natural rights, when she says to
King Creon: ‘But all your strength is weakness itself against the
immortal unrecorded laws of God.’"
3
Aristotle
affirms that "there is such a thing as Natural Justice as well
as justice not ordained by nature."4
Our own Declaration of Independence appeals to "the law of
nature and of nature’s God." The natural law tradition is by
no means foreign to the Church, but is in fact deeply indebted to
Her: "[T]he principal bearer of an explicit theory about
natural law happens, in our civilization, to have been the Roman
Catholic Church."5
At least as far back as
the Magna Carta of 1215, a recognition began to develop in
the Anglo-American tradition that a person accused of an offense is
entitled to certain procedural protections before a penalty may be
inflicted upon him.6 In
the United States,
these principles are referred to as due process of law, and in Great
Britain and Canada they are referred to as natural justice. Although
the precise implications of these principles may vary with different
situations and may be subject to further refinement, several
principles remain constant. Most importantly, natural justice
requires that a penalty not be imposed without due notice and a fair
hearing before an impartial decision-maker.
Although
certain peoples at various times have formulated these principles in
particularly memorable language, these rights do not belong
exclusively to any single nation or people. The widespread
recognition of these rights by diverse traditions, individual
nations and transnational organizations confirms that they are basic
human rights. As evidence of this, articles 10 and 11(1) of the
United Nations’ Universal Declaration of Human Rights
recognize the rights to a fair hearing, an impartial tribunal, the
presumption of innocence and an effective self-defense. Because
these are basic human rights, all judicial and administrative
procedures—whether civil or canonical—must ensure their
protection. In 1977 the Committee of Ministers of the Council of
Europe adopted a resolution entitled "On the Protection of the
Individual in relation to the Acts of Administrative
Authorities."7 Building on this
resolution and on a long legal tradition, Fr. Thomas Paprocki, the
Chancellor of the Archdiocese of Chicago, shows that Church
administrative recourses should ensure the following five
"basic procedural rights":
-
the
right to an impartial decision-maker,
-
the
right to adequate notice,
-
the
right to be heard,
-
the
right to assistance and representation, and
-
the
right to an equitable decision and remedies.8
A
student of the Church’s system of justice might well conclude,
however, that these rights receive nearly as much honor in the
breach as they do in the observance.
One
formidable obstacle to obtaining justice in the canonical system is
a situation that can be described as a practical embargo on
information. Litigants generally have no right to obtain evidence or
documents necessary to their defense or petition. One bishop levied
the Church’s most severe sanction, that of excommunication,
against a small group of Catholics without permitting them to view
or challenge the evidence against them. With regard to issues that
are less dramatic but of widespread application, the faithful are
often told that a certain diocesan policy requires the
administration of the sacraments or the renovation of their parish
church in a particular way. However, when they request a copy of the
policy, the diocesan personnel refuse to make it available.
The
Foundation’s original purpose was to advise and assist lay
Catholics, but it is now receiving an increasing number of inquiries
from priests. Although we are sometimes in the position of
persuading lay Catholics that it would be best not to raise a
controversy over a minor or merely technical violation of Church law
or liturgical rubrics, we find that priests almost never
request our assistance unless they face a serious and substantial
threat to their rights. One disturbing development is the misuse of
psychological treatment centers.9 One
religious superior held a provincial council meeting to discuss his
determination that one of his priests should be required to submit
to an out-of-state psychological treatment program for six to twelve
months, but he refused to allow the priest to receive representation
at the meeting. The superior insisted that the priest attend a
treatment center specializing in sexual and substance abuse
problems, despite the absence of even a suggestion that the priest
suffered from either problem. The superior charged only that the
priest had problems with authority, but he declined to produce
specific examples or evidence to substantiate even this allegation.
An explanation for the superior’s actions may lie in the fact that
the priest stands out for his orthodoxy in a religious order where
the prevailing wind is from the "progressive" direction.
The
Challenge of Justice
With
regard to protecting fundamental rights to a fair proceeding, canon
lawyers and Church authorities could benefit from some of the
insights and practices of our civil system.10
Litigation concerning sexual misconduct by clergy is one of the
areas in which a plaintiff has a theoretical choice between the
civil and the canonical systems. It seems, however, that few (if
any) plaintiffs have opted for the canonical system. One reason, of
course, is that reports of large jury verdicts add luster to the
civil system for many plaintiffs. However, the Foundation
occasionally hears from potential plaintiffs who wish to "keep
it in the family" and to work within the Church’s own
structures. If any member of this latter group has received
satisfaction within the canonical system, we are unaware of it. Even
these persons seem eventually to bring a civil suit (or else forego
any hope of justice).
One cannot
expect an increase in respect for the quality of justice
administered in the Church unless procedural fairness is first
guaranteed. Although courts in the United States generally avoid
involving themselves in canonical processes, Canadian courts have
occasionally found it necessary to review canonical procedures to
ensure their compliance with basic natural justice.11
This type of intervention would likely be unworkable and undesirable
in the United States, but its prospect—however remote—is a
reminder of the necessity of guaranteeing natural rights in
canonical processes.
Civil
governments mitigate abuses of authority by avoiding the
concentration of power and by placing the legislative, executive and
judicial powers into different hands. This solution does not
translate well into the canonical system, however, because Our Lord’s
founding of the papacy and the episcopacy appears to be a deliberate
choice in favor of concentrated authority. Although we have not yet
found an effective way to harmonize the Church’s divinely
instituted structure with the requirements of natural justice, we
can be assured that such a harmony is indeed possible because the
Church and the natural law share a common source.
Notes
1
Thomas J. Paprocki, J.C.D., Vindication and Defense of the Rights
of the Christian Faithful Through Administrative Recourse in the
Local Church (Ann Arbor, MI: UMI, 1995), p. 491 [hereinafter,
"Paprocki"].
2
Cormac Burke, Authority and Freedom in the Church (San
Francisco: Ignatius Press, 1988), p. 29 [hereinafter,
"Burke"].
3
Paprocki, pp. 32-33. (footnote omitted)
4
Aristotle, Nichomachean Ethics (Cambridge, MA: Harvard
University Press, 1982), V, vii, 4.
5
Paprocki, p. 68 (quoting John Finnis, Natural Law and Natural
Rights, p. 124) (footnote and internal quotation marks omitted).
6
See Forrest McDonald, Novus Ordo Seclorum (Lawrence,
KS: University Press of Kansas, 1985), p. 37; see also
Paprocki, p. 36.
7
Paprocki, p. 363.
8
Paprocki, pp. 456-57.
9
See Lesley Payne, "Salt for Their Wounds," Catholic
World Report (Febr. 1997), pp. 50-59.
10
Rev. Francis G. Morrisey, O.M.I., "Canon Law Meets Civil
Law," Studia Canonica, v. 32/1 (1998), p. 201
[hereinafter, "Morrisey"]. Apart from his diatribe against
"certain so-called ‘Catholic’ foundations," quoted in
"Straws in the Wind," Fr. Morrisey’s article makes
several good points about justice in the Church.
11 M.H.
Ogilvie, "Canadian Civil Court Intervention in the Exercise of
Ecclesiastical Jurisdiction," Studia Canonica, v. 31,
no. 1, pp. 49-73 (1997), at p. 66; see also Morissey, 196-97.